SEBI vide its circular SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/655 dated November 03, 2021 has introduced common and simplified norms for processing investor’s service request by RTAs and norms for furnishing PAN, KYC details and Nomination. Key highlights of the circular are as under:
All holders of physical securities of the Company are mandatorily required to furnish the following documents / details to the RTA i.e. MUFG Intime India Private Limited (Formerly Known as Link Intime India Private Limited) (MUFG Intime):
a. PAN
b. Nomination
c. Contact Details
d. Bank Account details
e. Specimen Signature
Investors shall submit form ISR-1 to MUFG Intime for updating PAN and other KYC details.
In case of mismatch in the signature of the holder in the records of MUFG Intime, the investor shall furnish original cancelled cheque and banker’s attestation of the signature as per form ISR-2.
Investors shall continue to use form SH-13 and SH-14 for declaration of nomination and change in nomination respectively. However, in case investor wants to opt-out of nomination, form ISR-3 shall be filed.
Investors are requested to ensure the above details are updated with MUFG Intime before April 1, 2023, since folios for which the above details are not available thereafter shall be frozen by the RTA.
| Form | Description | Download |
| Form ISR-1 | Request For Registering Pan, KYC Details Or Changes / Updation Thereof | Click here |
| Form ISR-2 | Confirmation of Signature of securities holder by the Banker | Click here |
| Form ISR-3 | Declaration Form for Opting-out of Nomination by holders of physical securities in Listed Companies | Click here |
| Form ISR-4 | Request for issue of Duplicate Certificate and other Service | Click here |
| Form SH-13 | Nomination Form | Click here |
| Form SH-14 | Cancellation or Variation of Nomination | Click here |
| Form | SEBI Circular | Click here |